Customer disclosures

LME Disclosure document​ (PDF 138 KB)

Risk Disclosures re Fully Paid or Excess Margin Securities Lending Transactions​ (PDF 221 KB)

Best Execution - Q4 2016 (NMS Rule 606)​ (PDF 15 KB)

2015 – Annual Customer disclosure – Securities​ (PDF 212 KB)

2016 Annual Customer Disclosure - Futures​ (PDF 64 KB)

Supplement to Options Disclosure Document (November 2012)​ (PDF 17 KB)

Support Change Notice​ (PDF 198 KB)

European Short Selling Ban on Certain Financial Stocks​ (PDF 23 KB)

AML Program​ (PDF 69 KB)

Security Futures Disclosure​ (PDF 113 KB)

Day Trading Risk Disclosure Document​ (PDF 57 KB)

Futures Risk Disclosure Document​ (PDF 66 KB)

Characteristics and Risks of Standardized Options Document​ (PDF 4 MB)

Portfolio Margining Risk Disclosure Document​ (PDF 134 KB)

Check the background of this firm onĀ FINRA's BrokerCheck.