Customer disclosures

Best Execution - Q2 2017 (NMS Rule 606)​ (PDF 87 KB)

LME Disclosure document​ (PDF 138 KB)

Risk Disclosures re Fully Paid or Excess Margin Securities Lending Transactions​ (PDF 221 KB)

2016 Annual Customer Disclosure - Securities​ (PDF 84 KB) 

2017 Annual Customer Disclosure - Futures​ (PDF 138 KB)

Supplement to Options Disclosure Document (November 2012)​ (PDF 17 KB)

Support Change Notice​ (PDF 198 KB)

European Short Selling Ban on Certain Financial Stocks​ (PDF 23 KB)

AML Program​ (PDF 69 KB)

Security Futures Disclosure​ (PDF 113 KB)

Day Trading Risk Disclosure Document​ (PDF 57 KB)

Futures Risk Disclosure Document​ (PDF 66 KB)

Characteristics and Risks of Standardized Options Document​ (PDF 4 MB)

Portfolio Margining Risk Disclosure Document​ (PDF 134 KB)

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